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Improper analysis of trials randomised using stratified blocks or minimisation

Kahan, BC; Morris, TP; (2012) Improper analysis of trials randomised using stratified blocks or minimisation. Statistics in Medicine , 31 (4) 328 - 340. 10.1002/sim.4431. Green open access

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Abstract

Many clinical trials restrict randomisation using stratified blocks or minimisation to balance prognostic factors across treatment groups. It is widely acknowledged in the statistical literature that the subsequent analysis should reflect the design of the study, and any stratification or minimisation variables should be adjusted for in the analysis. However, a review of recent general medical literature showed only 14 of 41 eligible studies reported adjusting their primary analysis for stratification or minimisation variables. We show that balancing treatment groups using stratification leads to correlation between the treatment groups. If this correlation is ignored and an unadjusted analysis is performed, standard errors for the treatment effect will be biased upwards, resulting in 95% confidence intervals that are too wide, type I error rates that are too low and a reduction in power. Conversely, an adjusted analysis will give valid inference. We explore the extent of this issue using simulation for continuous, binary and time-to-event outcomes where treatment is allocated using stratified block randomisation or minimisation.

Type: Article
Title: Improper analysis of trials randomised using stratified blocks or minimisation
Location: England
Open access status: An open access version is available from UCL Discovery
DOI: 10.1002/sim.4431
Publisher version: http://dx.doi.org/10.1002/sim.4431
Language: English
Additional information: This is the peer reviewed version of the following article: Kahan, BC; Morris, TP; (2012) Improper analysis of trials randomised using stratified blocks or minimisation. Statistics in Medicine , 31 (4) 328 - 340, which has been published in final form at: http://dx.doi.org/10.1002/sim.4431. This article may be used for non-commercial purposes in accordance With Wiley Terms and Conditions for self-archiving'.
Keywords: Antineoplastic Agents, Back Injuries, Bias (Epidemiology), Breast Neoplasms, Carcinoma, Computer Simulation, Data Interpretation, Statistical, Deoxyribonucleases, Drug Therapy, Combination, Female, Fibrinolytic Agents, Humans, Interferon-alpha, Kidney Neoplasms, Liver Cirrhosis, Biliary, Male, Medroxyprogesterone Acetate, Penicillamine, Pleural Effusion, Randomized Controlled Trials as Topic, Survival Analysis, Tamoxifen, Tissue Plasminogen Activator, Treatment Outcome
UCL classification: UCL
UCL > Provost and Vice Provost Offices > School of Life and Medical Sciences
UCL > Provost and Vice Provost Offices > School of Life and Medical Sciences > Faculty of Population Health Sciences > Inst of Clinical Trials and Methodology
UCL > Provost and Vice Provost Offices > School of Life and Medical Sciences > Faculty of Population Health Sciences > Inst of Clinical Trials and Methodology > MRC Clinical Trials Unit at UCL
URI: https://discovery.ucl.ac.uk/id/eprint/1406689
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