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Model-Robust Standardization in Cluster-Randomized Trials

Li, Fan; Tong, Jiaqi; Fang, Xi; Cheng, Chao; Kahan, Brennan C; Wang, Bingkai; (2025) Model-Robust Standardization in Cluster-Randomized Trials. Statistics in Medicine , 44 (20-22) , Article e70270. 10.1002/sim.70270.

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Abstract

In cluster-randomized trials, generalized linear mixed models and generalized estimating equations have conventionally been the default analytic methods for estimating the average treatment effect as routine practice. However, recent studies have demonstrated that their treatment effect coefficient estimators may correspond to ambiguous estimands when the models are misspecified or when there exist informative cluster sizes. In this article, we present a unified approach that standardizes output from a given regression model to ensure estimand-aligned inference for the treatment effect parameters in cluster-randomized trials. We introduce estimators for both the cluster-average and the individual-average treatment effects (marginal estimands) that are always consistent regardless of whether the specified working regression models align with the unknown data generating process. We further explore the use of a deletion-based jackknife variance estimator for inference. The development of our approach also motivates a natural test for informative cluster size. Extensive simulation experiments are designed to demonstrate the advantage of the proposed estimators under a variety of scenarios. The proposed model-robust standardization methods are implemented in the MRStdCRT R package.

Type: Article
Title: Model-Robust Standardization in Cluster-Randomized Trials
Location: England
DOI: 10.1002/sim.70270
Publisher version: https://doi.org/10.1002/sim.70270
Language: English
Additional information: This version is the author accepted manuscript. For information on re-use, please refer to the publisher’s terms and conditions.
Keywords: covariate‐constrained randomization, generalized estimating equations, generalized linear mixed models, informative cluster size, jackknife, marginal estimands
UCL classification: UCL
UCL > Provost and Vice Provost Offices > School of Life and Medical Sciences
UCL > Provost and Vice Provost Offices > School of Life and Medical Sciences > Faculty of Population Health Sciences > Inst of Clinical Trials and Methodology
UCL > Provost and Vice Provost Offices > School of Life and Medical Sciences > Faculty of Population Health Sciences > Inst of Clinical Trials and Methodology > MRC Clinical Trials Unit at UCL
URI: https://discovery.ucl.ac.uk/id/eprint/10215924
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