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Taking Stock of Securities and Fund-raising in the EU and UK

Chiu, H-Y; (2020) Taking Stock of Securities and Fund-raising in the EU and UK. Company Lawyer , 41 (7) pp. 201-206. Green open access

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Abstract

Reviews reforms made to the UK prospectus regime by the Financial Conduct Authority (FCA) and Regulation 2017/1129. Examines whether they assist the supply side of the public securities market by encouraging companies to become publicly traded entities through measures including creating a special prospectus for small and medium-sized enterprises, and promote the demand for initial public offerings by measures to foster retail investment.

Type: Article
Title: Taking Stock of Securities and Fund-raising in the EU and UK
Open access status: An open access version is available from UCL Discovery
Publisher version: https://www.sweetandmaxwell.co.uk/Catalogue/Produc...
Language: English
Additional information: This version is the author accepted manuscript. For information on re-use, please refer to the publisher’s terms and conditions.
Keywords: EU law; Financial Conduct Authority; Initial public offerings; Prospectuses; Publicly controlled companies; Securities markets; Small and medium-sized enterprises
UCL classification: UCL
UCL > Provost and Vice Provost Offices > UCL SLASH
UCL > Provost and Vice Provost Offices > UCL SLASH > Faculty of Laws
URI: https://discovery.ucl.ac.uk/id/eprint/10094468
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