Chiu, H-Y;
(2020)
Taking Stock of Securities and Fund-raising in the EU and UK.
Company Lawyer
, 41
(7)
pp. 201-206.
Preview |
Text
Chiu_paper for Co Lawyer.pdf - Accepted Version Download (579kB) | Preview |
Abstract
Reviews reforms made to the UK prospectus regime by the Financial Conduct Authority (FCA) and Regulation 2017/1129. Examines whether they assist the supply side of the public securities market by encouraging companies to become publicly traded entities through measures including creating a special prospectus for small and medium-sized enterprises, and promote the demand for initial public offerings by measures to foster retail investment.
| Type: | Article |
|---|---|
| Title: | Taking Stock of Securities and Fund-raising in the EU and UK |
| Open access status: | An open access version is available from UCL Discovery |
| Publisher version: | https://www.sweetandmaxwell.co.uk/Catalogue/Produc... |
| Language: | English |
| Additional information: | This version is the author accepted manuscript. For information on re-use, please refer to the publisher’s terms and conditions. |
| Keywords: | EU law; Financial Conduct Authority; Initial public offerings; Prospectuses; Publicly controlled companies; Securities markets; Small and medium-sized enterprises |
| UCL classification: | UCL UCL > Provost and Vice Provost Offices > UCL SLASH UCL > Provost and Vice Provost Offices > UCL SLASH > Faculty of Laws |
| URI: | https://discovery.ucl.ac.uk/id/eprint/10094468 |
Archive Staff Only
 |
View Item |
