eprintid: 10204213
rev_number: 6
eprint_status: archive
userid: 699
dir: disk0/10/20/42/13
datestamp: 2025-02-03 11:50:23
lastmod: 2025-02-03 11:50:23
status_changed: 2025-02-03 11:50:23
type: article
metadata_visibility: show
sword_depositor: 699
creators_name: Briola, A
creators_name: Bartolucci, S
creators_name: Aste, T
title: HLOB–Information persistence and structure in limit order books
ispublished: pub
divisions: UCL
divisions: B04
divisions: F48
note: © 2024 The Authors. Published by Elsevier Ltd. under a Creative Commons license (http://creativecommons.org/licenses/by/4.0/).
abstract: We introduce a novel large-scale deep learning model for Limit Order Book mid-price changes forecasting, and we name it ‘HLOB’. This architecture (i) exploits the information encoded by an Information Filtering Network, namely the Triangulated Maximally Filtered Graph, to unveil deeper and non-trivial dependency structures among volume levels; and (ii) guarantees deterministic design choices to handle the complexity of the underlying system by drawing inspiration from the groundbreaking class of Homological Convolutional Neural Networks. We test our model against 9 state-of-the-art deep learning alternatives on 3 real-world Limit Order Book datasets, each including 15 stocks traded on the NASDAQ exchange, and we systematically characterize the scenarios where HLOB outperforms state-of-the-art architectures. Our approach sheds new light on the spatial distribution of information in Limit Order Books and on its degradation over increasing prediction horizons, narrowing the gap between microstructural modeling and deep learning-based forecasting in high-frequency financial markets.
date: 2025-03-25
date_type: published
publisher: Elsevier BV
official_url: https://doi.org/10.1016/j.eswa.2024.126078
oa_status: green
full_text_type: pub
language: eng
primo: open
primo_central: open_green
verified: verified_manual
elements_id: 2343322
doi: 10.1016/j.eswa.2024.126078
lyricists_name: Aste, Tomaso
lyricists_name: Bartolucci, Silvia
lyricists_id: TASTE72
lyricists_id: SBART13
actors_name: Bartolucci, Silvia
actors_id: SBART13
actors_role: owner
full_text_status: public
publication: Expert Systems with Applications
volume: 266
article_number: 126078
citation:        Briola, A;    Bartolucci, S;    Aste, T;      (2025)    HLOB–Information persistence and structure in limit order books.                   Expert Systems with Applications , 266     , Article 126078.  10.1016/j.eswa.2024.126078 <https://doi.org/10.1016/j.eswa.2024.126078>.       Green open access   
 
document_url: https://discovery.ucl.ac.uk/id/eprint/10204213/1/1-s2.0-S0957417424029452-main.pdf